Monthly Archives: September 2022
Show me the Money! Recruiting Bonuses of 400% of T12 are now a reality!
According to a recent published article, firms including Wells Fargo Advisors, First Republic Bank and Steward Partners, have offered experienced high producers anywhere from 340% to 400% of trailing 12 month production due in large part to demand for advisors and increased competition. According to the article “this is like an arms race.” Most deals require… Read More »
“ARE YOU BEING TERMINATED DUE TO RULE 4111?”
Is your firm considering terminating you due to the number of disclosures on your CRD or Brokercheck? https://www.advisorhub.com/finras-one-time-offer-discharge-bad-brokers-and-avoid-restricted-designation If so, it is vital that you speak to experienced counsel who can guide you through the process, protect your interests, and if necessary help craft the language on your U5. For the last 30 years, Gregory Tendrich… Read More »