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561-417-8777

“ARE YOU BEING TERMINATED DUE TO RULE 4111?”

Gregory Tendrich

Is your firm considering terminating you due to the number of disclosures on your CRD or Brokercheck?  

https://www.advisorhub.com/finras-one-time-offer-discharge-bad-brokers-and-avoid-restricted-designation 

If so, it is vital that you speak to experienced counsel who can guide you through the process, protect your interests, and if necessary help craft the language on your U5. 

For the last 30 years, Gregory Tendrich has concentrated his practice to the securities industry, including employment and regulatory matters involving advisors and brokers with their broker dealers and with regulatory bodies such as the SEC, FINRA and state securities regulators. Gregory Tendrich is also FINRA arbitrator and mediator. Call today for a free initial consultation or send an inquiry through our firm’s Contact Form.

Gregory Tendrich, PA
Gregory Tendrich, P.A. serves clients throughout Florida, including the cities of West Palm Beach, Palm Beach, Delray Beach, Boynton Beach, Boca Raton, Port St. Lucie, Lake Worth, Wellington, Riviera Beach, Palm Beach Gardens, Fort Pierce, Vero Beach, Hobe Sound, Jupiter Island, North Palm Beach, Lake Park, Lantana, Stuart, Palm City, Jensen Beach, Tequesta and Juno Beach and represents clients in Palm Beach County, Martin County, St. Lucie County, Indian River County and throughout Florida.

Our Location

3010 N. Military Trail, Suite 210
Boca Raton, FL 33431

Telephone: 561-417-8777
Fax: 561-417-8700

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