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Atria Wealth Solutions Advisors to receive Retention Bonus offers from sale to LPL Financial - Speak to an experienced attorney NOW! Learn More
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Gregory Tendrich, PA Gregory Tendrich, PA
  • CALL TO SCHEDULE A CONSULTATION

“ARE YOU BEING TERMINATED DUE TO RULE 4111?”

Gregory Tendrich

Is your firm considering terminating you due to the number of disclosures on your CRD or Brokercheck?  

https://www.advisorhub.com/finras-one-time-offer-discharge-bad-brokers-and-avoid-restricted-designation 

If so, it is vital that you speak to experienced counsel who can guide you through the process, protect your interests, and if necessary help craft the language on your U5. 

For the last 30 years, Gregory Tendrich has concentrated his practice to the securities industry, including employment and regulatory matters involving advisors and brokers with their broker dealers and with regulatory bodies such as the SEC, FINRA and state securities regulators. Gregory Tendrich is also FINRA arbitrator and mediator. Call today for a free initial consultation or send an inquiry through our firm’s Contact Form.

By submitting this form I acknowledge that form submissions via this website do not create an attorney-client relationship, and any information I send is not protected by attorney-client privilege.

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