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Tag Archives: Bankruptcy Protection

Court Says Bankrupt Ex-Broker Must Still Pay Back Cheated Clients

By Gregory Tendrich, P.A. |

When stockbrokers commit fraud, their affected clients and the U.S. Securities and Exchange Commission can recover damages through the courts. But what happens when the broker files for bankruptcy in an effort to get around such civil judgments? A recent decision by a Philadelphia appeals court offers one answer. SEC v. Bocchino Steven Bocchino… Read More »

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