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Monthly Archives: October 2018

Customers Sue LPL Financial Over Unsuitable ETFs And Mutual Funds

By Gregory Tendrich, P.A. | Posted on October 3, 2018

Jane Ruth Everingham (CRD: 1727956) is a former registered representative of LPL Financial LLC from Larkspur, California. According to Everingham’s FINRA BrokerCheck disclosures, she is currently, or has been previously, subject of eight customer-initiated, investment-related arbitrations containing allegations of her sales practice violations including unsuitability, excessive fees, and breach of fiduciary duty. The customers’… Read More »

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