Florida Attorney- Stock Brokers, Registered Investment Advisors, Stock Brokerage Personnel, Brokerage Firms 

Licensing, Regulatory and Employment Related Issues 

Since 1992, attorney Gregory Tendrich has limited his legal practice to the area of securities law.  During this time he served nearly a decade as Vice President and Assistant General Counsel to both regional and national brokerage firms. Additionally, while acting as in-house counsel, Mr. Tendrich obtained and held his Series 7 securities license and worked on a daily basis directly with the Compliance departments of each of these firms and also with upper management.

From 1987 to 1992, Gregory Tendrich served the State of Florida as an Assistant Public Defender in Palm Beach County, Florida.  During his tenure as an Assistant Public Defender, Gregory Tendrich represented individuals charged with felony and misdemeanor crimes in both Circuit and County courts.

Because of this vast experience, Gregory Tendrich is uniquely qualified to consult and represent brokerage firms, stock brokers, registered investment advisors, and stock brokerage personnel, with issues involving:

• Licensing
• Registration
• Wrongful Termination
• Compliance Issues
• Non-solicitation Agreements
• Non-compete Agreements
• Training Agreements
• Independent Contractor Agreements
• Licensee Agreements
• Defamation
• Discrimination
• Contract Disputes
• Compensation
• Promissory Notes
• Bonuses
• Employment Agreements 
• Debt Collection
• U-4 & U-5 Issues
• Statutory Disqualification
• Registration Agreements
• Wells Notices
• SEC Inquiries
• FINRA Inquiries
• State Regulator Inquiries
• Hedge Funds
• Registered Investment Advisors
• State & Federal Criminal Investigations and Prosecutions

Let Mr. Tendrich’s experience and understanding of the securities industry and the inner workings of brokerage firms help you today. 

If you have any questions, please contact Gregory Tendrich at his South Florida office. 

The Law Office of Gregory Tendrich, P.A.
4651 North Federal Highway
Boca Raton, Florida 33431
Telephone: (561) 417-8777
Fax: (561) 417-8700
E-mail: 10drich@bellsouth.net

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