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Brokers Beware! Firms are starting to terminate brokers with “significant history of misconduct Learn More
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Gregory Tendrich, PA Gregory Tendrich, PA
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Experience You Can Trust

Contact Gregory Tendrich today!

DocuSign Use Dooms "Swath" of LPL Brokers

If you are a LPL broker impacted by this decision to terminate your registration it's imperative you speak to counsel to know your rights post termination, including the processing of your U5 and the disclosure on the U5 made by LPL as well as to any regulatory inquires that may ensue. Firms have 30 days to file your U5 so you must act fast. Call today to speak to an experienced attorney with nearly 30 years experience representing advisors in all securities related matters.

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Florida Investment, Stockbroker & Securities Fraud Lawyer

Have you lost money in the stock market due to stockbroker fraud? Are you the victim of misrepresentations by a stock broker, financial advisor or registered investment advisor? Were you sold securities that were too risky given your investment objectives and risk tolerance? Did a brokerage firm fail to fulfill its fiduciary duties to you? If so, you may be able to recover some or all of the money you have lost at the hands of your stock broker and/or brokerage firms. Contact our experienced Florida investment, stockbroker & securities fraud lawyer, we can help.

Since 1992 Gregory Tendrich, Rated AV® Preeminent™ by Martindale-Hubbell® and a life member of the Multi-Million Dollar Advocates Forum® and the Million Dollar Advocates Forum®, has been an advocate for investors in cases involving unsuitable investments, unauthorized trading, stock fraud and other stockbroker abuses. He has represented hundreds of clients in FINRA arbitration proceedings and seeks full and complete recovery of an investor’s losses in every case he handles. When you choose him to represent you, Gregory Tendrich will undertake a comprehensive legal effort on your behalf. He will document your losses and the wrongdoings and misconduct of your broker or investment firm and seek to recover your losses.

Mr. Tendrich previously served as Assistant General Counsel and in-house counsel to both regional and national brokerage firms. He has litigated cases in state court and before the New York Stock Exchange (NYSE), the American Arbitration Association (AAA), the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) formerly known as the National Association of Securities Dealers, Inc. or “NASD.” Relying on his many years of in-house brokerage firm experience and his years as a Certified FINRA Arbitrator (since 1995) and a Florida Supreme Court Certified County Court Mediator, Mr. Tendrich has a unique perspective on the many issues facing investors, brokerage firms and stock brokers.

  • On behalf of the individual investor, the firm concentrates on the recovery of losses stemming from stockbroker mismanagement and misrepresentation, churning, unauthorized trading, fraud, negligence, breach of fiduciary duty and unsuitable investments. The firm represents investors with claims against national brokerage firms as well as the smaller regional and local broker-dealers.
  • On behalf of brokerage firms, broker-dealers and individual stock brokers, the firm provides consultation and representation on licensing, registration, hiring, wrongful termination, contract disputes, compensation, debt collection and forgiveness, U-4 & U-5 form issues and regulatory enforcement and disciplinary actions brought by the SEC, FINRA, NFA and other state and federal agencies.

Contact our Florida Securities Litigation & Arbitration Lawyer

In a free initial consultation, Florida investment & stockbroker fraud lawyer Gregory Tendrich can review your case and discuss your legal options. Contact Gregory Tendrich today. The hiring of a lawyer is an important decision and should not be based solely on advertisements.

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