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The Law Firm of Gregory Tendrich, P.A. represents investors, brokerage firms and individual stockbrokers in all types of securities related disputes. The firm is headed by Gregory Tendrich, former Assistant General Counsel and in-house counsel to both regional and national brokerage firms. Relying on his many years of in-house brokerage firm experience and his years as a FINRA Arbitrator and a County Court Mediator, Mr. Tendrich has a unique perspective on the many issues facing investors, brokerage firms and stock brokers.
On behalf of the individual investor, the firm concentrates on the recovery of losses stemming from stockbroker mismanagement and misrepresentation, churning, unauthorized trading, fraud, negligence, breach of fiduciary duty and unsuitable investments. The firm represents investors with claims against national brokerage firms as well as the smaller regional and local broker-dealers.
On behalf of brokerage firms, broker-dealers and individual stock brokers, the firm provides consultation and representation on licensing, registration, hiring, wrongful termination, contract disputes, compensation, debt collection and forgiveness, U-4 & U-5 issues and regulatory enforcement and disciplinary actions brought by the SEC, FINRA, NFA and other state and federal agencies.
Mr. Tendrich is a trained Florida Supreme Court Certified County Court Mediator and is available to mediate all cases. Mr. Tendrich has litigated cases in state court and before the New York Stock Exchange (NYSE), the American Arbitration Association (AAA), the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) formerly known as the National Association of Securities Dealers, Inc. or "NASD." Since 1995, Mr. Tendrich has served as a Certified Arbitrator with FINRA.
- Sole Practitioner
- 80%
Securities Litigation and Arbitration (Recovery of Stock Market Losses)
- 10%
Securities Licensing, Regulation, Disciplinary & Enforcement Issues
- 10%
Brokerage Collection Disputes
- 90% of Practice Devoted to Litigation
- Florida, 1989
- University of Miami School of Law, Coral Gables, Florida, 1987
- J.D.
- Tulane University School of Business, New Orleans, LA, 1984
- BSM
- Honors: Dean's List
- Major:
Business
- Individuals with stock market and securities related matters
- The Florida Bar,
1989 - Present
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- South Palm Beach County Bar Association
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- Palm Beach County Bar Association
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- SIFMA, Compliance & Legal Division
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- FINRA,
1995 - Present
- Certified Arbitrator
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- Series 7 Securities License,
1996
-
2004
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- Unity School of Delray Beach,
1997
-
2007
- Endowment Board
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- Public Investors Arbitration Bar Association (PIABA),
2002 - Present
- Member
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- National Register's Who's Who in Executives and Professionals,
2004
- Member
- Wachovia/First Union Corporation, First Union Securities-Financial Network, Inc., Vice President-Counsel,
2001
-
2002
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- JWGenesis Financial Corp., Assistant General Counsel,
1992
-
2001
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- 15th Judicial Circuit Public Defender, Assistant Public Defender,
1987
-
1992
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- Joel Hirschhorn, PA, Law Clerk,
1984
-
1987
- FINRA/NASD Certified Arbitrator since 1995
- Mr. Tendrich is a Florida Supreme Ct. Certified County Court Mediator
- Zeta Beta Tau
- 1962, Miami, Florida, United States of America
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