Monthly Archives: December 2017
SEC Charges Operators of $1.2 Billion Ponzi Scheme Targeting Main Street Investors
12/21/2017 12:10 PM EST The Securities and Exchange Commission today announced charges and an asset freeze against a group of unregistered funds and their owner who allegedly bilked thousands of retail investors, many of them seniors, in a $1.2 billion Ponzi scheme. SEC investigators filed this action to prevent further dissipation of investor assets after obtaining court orders in September andNovember in subpoena enforcement actions that forced… Read More »
Former Invest Financial Advisor Roger Kroeger arrested and charged with embezzlement and money laundering
According to news reports, Former Invest Financial Advisor Roger Kroeger arrested and charged with embezzlement and money laundering from 92 year old woman’s investment account. If you or a family member or friend have concerns about how your investment or stock brokerage account has been handled or if you have any questions concerning the… Read More »
Woodbridge Group Of Companies Files For Bankruptcy In Delaware
Woodbridge Group of Companies, LLC, a high end real estate developer has filed bankruptcy due in part to a SEC investigation into whether Woodbridge defrauded investors. IF YOU HAVE INVESTED IN WOODBRIDGE FUNDS from a licensed financial advisor, contact us to discuss a potential arbitration proceeding against the financial advisor or financial advisors’s stock… Read More »