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Tag Archives: Regulation A

SEC Announces Revised Rules for Smaller Securities Sales

By Gregory Tendrich, P.A. |

The U.S. Securities and Exchange Commission recently adopted new regulations designed to increase smaller companies’ access to capital markets. The SEC revised one of its oldest set of rules, known as Regulation A, which exempts certain “small issues of securities” from the normal registration process. SEC Commissioner Luis A. Aguilar formally announced the new… Read More »

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