The Law Office of Gregory Tendrich, P.A.
4651 North Federal Highway
Boca Raton, Florida 33431

Telephone: (561) 417-8777
Fax: (561) 417-8700
E-mail: 10drich@bellsouth.net

WHAT WE DO: 

The law firm of Gregory Tendrich, P.A. is a small boutique law firm headed by Attorney Gregory Tendrich, a FINRA (formerly known as NASD) arbitrator, a Florida Supreme Court certified mediator and an experienced securities lawyer.

Since 1992, his practice has been devoted solely to securities and investment related claims.

• Representing investors, our goal is to help investors recover their investment and stock market losses.  Typically, these losses are from investments in stocks, bonds, mutual funds, fixed annuities, variable annuities, limited partnerships, certificates of deposit, and hedge funds sold by stock brokers, registered investment advisors, registered representatives and financial advisors. Please call us immediately if you were placed in a risky investment, or if your account was churned (lots of trades and/or commissions), or if your broker made an unsuitable recommendation, or if you believe you were mislead, or if you believe you are a victim of fraud.

•  Representing individual stock brokers or brokerage firm personnel, Mr.Tendrich assists with matters involving licensing, transitioning from one firm to another, loan (forgiveable and non-forgiveable) workouts, registration (U-4), termination (U-5), disclipinary, administrative and regulatory inquiries from such agencies as FINRA, NASD, NYSE, SEC and state regulators. 
  
  
• Mr. Tendrich is also a Florida Supreme Court Certified County Court Mediator and is available to mediate all commercial, securities and investment related disputes.  

 CLICK ON ANY OF THE PRACTICE AREA TABS ON THE LEFT TO LEARN MORE ABOUT OUR PRACTICE AND HOW WE CAN SERVE YOUR NEEDS 

CLICK LINK BELOW TO SEE INFORMATION REGARDING A SIGNIFICANT MULTI-MILLION DOLLAR CASE FILED BY MR. TENDRICH

FINRA Arbitration for CMO Losses Filed against Penson Financial Services, Inc. and Samco Financial Services, Inc.  

WHO WE ARE: 

Gregory Tendrich is a former Vice President and Assistant General Counsel to both national and regional brokerage firms.  During his in-house legal career, Gregory Tendrich successfully passed the same examination (Series 7) that stock brokers must take to become licensed in the securities industry. 

Since 1995, Gregory Tendrich has served as a certified arbitrator with the Financial Industry Regulatory Authority, FINRA, formerly the NASD, the organization that hears most securities related claims and disputes. 

Since 2005, Gregory Tendrich has served as a Florida Supreme Court Certified County Court Mediator.

Mr. Tendrich's experience as a FINRA Arbitrator, Florida Supreme Court Certified Mediator and as an attorney who has represented both brokerage firms and the individual investor, gives him a unique perspective on the numerous issues facing individual investors, stockbrokers, and brokerage firms.

Depending on the matter, Mr. Tendrich works on both a contingency basis and hourly basis and offers a free initial consultation.

RECENT CASES IN THE NEWS

BERNARD MADOFF 

ARTHUR G. NADAL and SCOOP MANAGEMENT, INC.

VIKING FUND, VALHALLA FUND & SCOOP FUND

ROSS MANDELL & THORNWATER Co. LP & SKY CAPITAL LLC

MORGAN KEEGAN MUTUAL FUNDS

CHARLES SCHWAB MUTUAL FUNDS

BEAR STERNS MUTUAL FUNDS

FANNIE MAE & FREDDIE MAC PREFERRED SECURITIES

UBS / LEHMAN BROTHERS BONDS & NOTES

CITIGROUP MAT & ASTA FUNDS

AUCTION RATE SECURITIES

The above are just a few of the cases that have recently been reported on.

We have also seen claims involving auction rate securities and securities with sub-prime mortgage components that were sold to clients as safe, secure, conservative and liquid investment alternatives to CD's and money market accounts.

Similarily, many individuals were placed in mutual funds and annuities that were sold as safe, conservative, income funds and investment vehicles but have since incurred drastic and devestating losses.  

Recently the SEC commenced an administrative proceeding against Gilman Ciocia Inc. and Prime Capital Services, Inc. alleging that supervisors (Michael P. Ryan, Rose M. Rudden, Christie A. Andersen and Matthew J. Collins) and registered representatives (Eric J. Brown, Kevin J. Walsh and Mark W. Wells) permitted and engaged in the recruitment of elderly investors in South Florida through "free lunch" seminars where the elderly investors were then offered and induced to purchase unsuitable variable annuities by means of material misrepresentations and omissions.

Do you believe you were a victim or taken advantage of by your stock broker or registered investment advisor?

IF YOU PURCHASED STOCKS, BONDS, VARIABLE ANNUITIES, MUTUAL FUNDS OR HAD ANY DEALINGS WITH A STOCK BROKER OR FINANCIAL ADVISOR WHO:

 FAILED TO DISCLOSE THE RISKS ASSOCIATED WITH THESE INVESTMENTS;

 CHURNED YOUR ACCOUNT;

MADE MISREPRESENTATIONS;

MADE UNSUITABLE RECOMMENDATIONS;

MADE RISKY INVESTMENTS ON YOUR BEHALF;

BOUGHT OR SOLD INVESTMENTS WITHOUT YOUR KNOWLEDGE OR APPROVAL;

CALL US IMMEDIATELY AS YOU MAY BE ABLE TO SUE TO RECOVER YOUR LOSSES IN THESE INVESTMENTS.

WHAT SHOULD YOU DO? 

If you are an investor who is contemplating suing or filing a claim against your stock broker, brokerage firm or investment advisor and are seeking to recover your stock market or investment losses, call today.  Our goal is to help you recover your investment losses.

If you are a stock broker who has licensing, contract, employment, criminal or regulatory issues, call today. 

If you are looking for an experienced individual to mediate your case or dispute, contact Gregory Tendrich. Let his experience work for you.

Stock broker fraud  lawyer Gregory Tendrich serves clients throughout Florida, primarily in Dade, Broward and Palm Beach counties, including Boca Raton, Boynton Beach, Daytona Beach, Destin, Delray Beach, Ft. Lauderdale, Ft. Myers, Ft. Walton, Gainesville, Hialeah, Jacksonville, Jupiter, Key West, Lakeland, Miami, Naples, Orlando, Panama City Beach, Pensacola, Pompano Beach, Port St. Lucie, St. Augustine, St. Petersburg, Sarasota, Spring Hill, Sunrise, Tallahassee, Tampa, Tarpon Springs, Vero Beach, Wellington, and Weston.

The Law Office of Gregory Tendrich, P.A.
4651 North Federal Highway
Boca Raton, Florida 33431

Telephone: (561) 417-8777
Fax: (561) 417-8700
E-mail: 10drich@bellsouth.net

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